The New Norm: Regulatory Uncertainty

Many of us within the industry are feeling the whiplash from the best interest standard. In March, the 5th Circuit Court of Appeals decided to vacate the Department of Labor’s (DOL) fiduciary rule. In April, the Securities and Exchange Commission (SEC) proposed a best interest standard for broker-dealers. As the industry continues to provide a lukewarm…

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Complete Coverage of the DOL Fiduciary Ruling

Today, the Department of Labor issued their ruling on the proposed expansion to the definition of a Fiduciary under ERISA legislation. While we know there is a need to continue to evaluate the full impact of the recommendation and its implementation, we’ve curated the following resources to help you understand some of the important issues and perspectives related to the ruling.

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