As the financial industry continues to trend toward a fiduciary-based model, it’s crucial that firms streamline their compliance efforts.
In this live webinar, we discuss how our newest compliance solutions, Advisor Assurance and Advanced Analytics, work together to help you bridge the gap between your firm’s financial planning and compliance efforts.
During the event, you’ll also gain insight into how some of our top clients are using these two powerful capabilities successfully in their businesses.
More on Advisor Assurance and Advanced Analytics:
Advisor Assurance Built specifically for compliance and administrative users working in a highly regulated environment, Advisor Assurance enables you to document and archive key advisor-client interactions throughout the planning process to easily monitor an entire office. Features also include:
- Real-time Data Exports: On-demand access to a variety of automatically archived event logs such as Vault uploads, financial planning presentations, member and advisor website activity, manual account changes, deleted records, and more.
- Scheduled Data Extracts: Regular extracts of pre-defined data sets to aid in a firm’s comprehensive compliance efforts.
- Presentation Review: Collaborate with advisors to quickly review and approve presentations prior to meetings.
Advanced Analytics With deep insights across an entire business, advisors and home office representatives can make data-informed decisions and deliver improved business and financial results. Advanced Analytics includes both individual and firm-level insights, with Advisor Analytics Pro available to individual advisors and Office Analytics available to firm-level users.
- Advisor Analytics Pro: Powerful business analytics that provide a consolidated look at an advisor’s data, helping them better identify opportunities that exist for both advisors and their clients.
- Office Analytics: Firm-level analytics provide deep insights into an entire business, helping promote collaboration across an office and pinpoint opportunities for growth.