Advisor Assurance Update: New Filters, Quick Filters and More

The Department of Labor’s (DOL) Fiduciary Rule is now official, making a streamlined compliance strategy a critical first step for those businesses wanting to get ahead of the Rule’s affects.

As part of eMoney’s Fiduciary Framework, our Advisor Assurance product gives advisory firms the head start they need through the documentation and archival of key advisor-client interactions throughout the entire financial planning process.

And as part of our commitment to improve the way Advisor Assurance delivers those compliance tools, we’ve implemented several updates that will allow you to work more efficiently. Here’s what’s new…

Quick Filter Tabs

New Quick Filter tabs will allow users quickly view events related to similar event categories. As a compliance user, this will allow you to easily parse your data by LoginPresentationVault, and Fact based events, saving you time when auditing and searching for related events.

Two New Filters

Our two newest filters make it easier to organize and classify your data to get the information your business needs.

  • Performed by (Role) provides a brand new view of events solely performed by client users or non-client users.
  • Event Category helps you view related events that are specific to a defined event category, adding, even more, specificity beyond what’s provided by the new Quick Filter tabs.

Client Owner Field

We’ve also added the owning advisor’s name to the Performed On column, below the client name, so compliance users can easily identify a client’s advisor if the owning advisor did not make the client record change.

For more information on Advisor Assurance, click here.

Create the premier compliance package by combining Advanced Analytics with Advisor Assurance. Join our webinar on Wednesday, July 26 at 12pm ET to learn more.

Joseph Pearson

Written By

Joseph Pearson is a Client Communications Strategist with eMoney Advisor, LLC. A three-time eMoney Wingbowl Champion, one-time Chili Cook-off Runner-up and Gold Stevie® Award-winning Front-Line Customer Service Professional of the year for 2016 - Joe is a proud father, devoted husband, and he always tries turning it off and back on again before calling IT.